-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PgDOsFQHWnURloB+raO6xeXfnBrFfTivLEOGss9pspXl+VNqZdnmVQ2Y36E18gTX 5+rj0nFNxaAdAK2blQRvcw== 0000950136-98-000134.txt : 19980129 0000950136-98-000134.hdr.sgml : 19980129 ACCESSION NUMBER: 0000950136-98-000134 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980128 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOTTSCHALKS INC CENTRAL INDEX KEY: 0000790414 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 770159791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-38092 FILM NUMBER: 98514877 BUSINESS ADDRESS: STREET 1: 7 RIVER PARK PL E STREET 2: P O BOX 28920 CITY: FRESNO STATE: CA ZIP: 93720 BUSINESS PHONE: 2094348000 MAIL ADDRESS: STREET 1: 7 RIVER PARK PLACE EAST STREET 2: P O BOX 28920 CITY: FRESNO STATE: CA ZIP: 93720 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 SCHEDULE 13G ---------------------------------- | OMB APPROVAL | | ------------ | | OMB NUMBER: 3235-0145 | | EXPIRES: DECEMBER 31, 1997 | | ESTIMATED AVERAGE BURDEN | | HOURS PER RESPONSE .... 14.90 | ---------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Gottschalks Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 383485109 ------------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CONFORMED COPY TO FILING MADE ON JANUARY 28, 1998 - -------------------- ------------------- CUSIP NO. 383485109 13G PAGE __ OF __ PAGES - -------------------- ------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON PETER B. CANNELL & CO., INC. 13-3346990 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 804,100 NUMBER OF --------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH --------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 804,100 --------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 804,100 WHICH CONSISTS SOLELY OF COMMON STOCK - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.68% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Item 1(a). Name of Issuer: Gottschalks Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 7 River Park Place East Fresno, CA 93720 Item 2(a). Name of Person Filing: Peter B. Cannell & Co., Inc. Item 2(b). Address of Principal Business Office: 645 Madison Avenue, New York, NY 10022 Item 2(c). Citizenship: Delaware Corporation Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP No. 383485109 Item 3. Person filing statement is: (e) [X] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership: (a) Amount Beneficially Owned: 804,100 (b) Percent of Class: 7.68% (c) Number of shares as to which such person has sole power to dispose or to direct the disposition of: 804,100 Item 5. Ownership of Five Percent or less: N/A Item 6. Ownership of More than Five Percent: N/A Item 7. Identification and Classification of the Subsidiary: N/A. Item 8. Identification and Classification of Members of Group: N/A. Item 9. Notice of Dissolution: N/A. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 28, 1998 ----------------------------------- (Date) Patricia Kogan ----------------------------------- (Signature) Patricia Kogan, Vice President ----------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----